PATHWAY 2: HIGH NET WORTH / SOPHISTICATED INVESTOR

Important Information & High Net Worth / Sophisticated Investor Declaration

Welcome & Regulatory Status

Welcome to Karl Finance. The information on this website relates to The Amplitude Fund (the "Fund"), a Segregated Portfolio of Falcon Hybrid SPC, a Cayman Islands Segregated Portfolio Company.

The Fund is an Unregulated Collective Investment Scheme ("UCIS") and its promotion is restricted in the United Kingdom. The content of this website has been approved as a financial promotion by Falcon Investment Management Ltd, which is authorised and regulated by the Financial Conduct Authority (FCA Firm Reference Number 673552) and acts as the Alternative Investment Fund Manager (AIFM) for the Fund. Karl Finance LLP (OC435019) is the sponsor of the Fund and is not authorised or regulated by the FCA.

Key Risk Warnings

All investment involves risk and the capital value of investments can go down as well as up. You may not get back the amount originally invested.

• Capital is at Risk: The value of your investment is not guaranteed and may fall as well as rise.
• Leverage: The Leveraged Share Class uses borrowing to amplify returns, which also amplifies losses. Losses can exceed your initial investment.
• Past Performance: Past performance is not a reliable indicator of future results. Performance figures presented may be unaudited or based on modelled/simulated data.
• Algorithmic Trading: The Fund's strategy relies on proprietary algorithms and technology systems, which are subject to potential failures, model degradation, cyber risks, and performance deterioration.
• UCIS Classification: As an Unregulated Collective Investment Scheme, the Fund does not afford investors the same regulatory protections as a UK-regulated scheme. Investments in the Fund are not covered by the Financial Services Compensation Scheme (FSCS) or the Financial Ombudsman Service (FOS).
• Liquidity Risk: Redemptions are subject to the terms outlined in the Fund's offering documents and may be delayed, suspended, or subject to gates under certain market conditions or at the discretion of the AIFM.
• No Investment Advice: The information on this website is for marketing purposes only and does not constitute investment advice or a personal recommendation. You should seek independent financial, legal, and tax advice before making any investment decision.

International Restrictions

This information is not for distribution in any jurisdiction where such distribution would be unlawful or require registration or licensing that has not been obtained. In particular:

• United States: This information is not directed at, and must not be acted upon by, US Persons (as defined in Regulation S of the US Securities Act of 1933, as amended). The Fund is not registered under the Securities Act or the Investment Company Act of 1940, and interests in the Fund may not be offered or sold in the United States or to US Persons.
• European Economic Area: The Fund may only be marketed to Professional Clients under the Alternative Investment Fund Managers Directive (AIFMD). This information does not constitute an offer to retail investors and no Key Information Document (KID) under the PRIIPs Regulation is available.
• Switzerland: This material is directed at Qualified Investors only as defined under Swiss law. The Fund is not authorised or supervised by the Swiss Financial Market Supervisory Authority (FINMA).
• Cayman Islands: The Fund is structured as a Segregated Portfolio Company under Cayman Islands law. This does not constitute a public offer in the Cayman Islands.
• Other Jurisdictions: All investors are responsible for ensuring they are legally permitted to access this information and invest in the Fund under the laws and regulations of their own jurisdiction.

High Net Worth / Sophisticated Investor Definition

Access to this website is available to persons who qualify as High Net Worth Individuals, High Net Worth Companies or Entities, or Sophisticated Investors under the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.

You qualify if you are:

High Net Worth Individuals (Article 48):

• An individual with an annual income of at least £100,000 in the previous financial year, OR
• An individual with net assets of at least £250,000 (excluding your primary residence, any rights under qualifying contracts of insurance, and any benefits payable on termination of service or death/retirement)

High Net Worth Companies or Entities (Article 49):

• A company, unincorporated association, or partnership with net assets of at least £5 million (or part of a group with consolidated net assets of at least £5 million), OR
• A trustee of a high-value trust with assets of at least £10 million

Sophisticated Investors (Article 50):

• An individual who has been a member of a network or syndicate of business angels for at least six months in the past two years, OR
• An individual who has made more than one investment in an unlisted company in the past two years, OR
• An individual who is working, or has worked in the past two years, in a professional capacity in the private equity sector or in the provision of finance for small and medium enterprises, OR
• An individual who is currently, or has been in the past two years, a director of a company with an annual turnover of at least £1 million

CRITICAL INVESTMENT RESTRICTION

IMPORTANT: High Net Worth and Sophisticated Investors can ONLY invest in The Amplitude Fund through an appropriately FCA-regulated intermediary, such as an authorised wealth manager, private bank, or discretionary fund manager. You cannot invest directly in the Fund.

This restriction exists because Falcon Investment Management Ltd's FCA permissions limit direct investment to Professional Clients only. However, with the Fund's ISIN registration, High Net Worth and Sophisticated Investors may access the Fund via a regulated intermediary who will conduct appropriate suitability assessments and ongoing oversight.

Your Confirmation

By clicking the button below, you confirm that:

• You meet the FCA definition of a High Net Worth Individual, High Net Worth Company/Entity, or Sophisticated Investor as set out above
• You understand that you can ONLY invest in the Fund through an FCA-regulated intermediary (such as a wealth manager or private bank) and that you cannot invest directly
• You have read, understood, and accept all risk warnings and international restrictions
• Any investment decision will be made solely on the basis of the Fund's current Private Placement Memorandum and constitutional documents, as assessed by your regulated intermediary
• You will seek independent financial, legal, and tax advice as appropriate

If you do not meet the criteria for a High Net Worth or Sophisticated Investor, this information is not intended for you. Please close this window and navigate away from the site.

I CONFIRM I AM A HIGH NET WORTH OR SOPHISTICATED INVESTOR

This is a marketing communication and does not constitute investment advice or an offer to invest. Any offer to invest will only be made via the Fund's current Private Placement Memorandum and associated constitutional documents as approved by Falcon Investment Management Ltd. High Net Worth and Sophisticated Investors may only invest through an FCA-regulated intermediary. Disclaimer Version 1.0 | Last Updated: 3 November 2025

If neither category applies to you, this site is not intended for your use. Please close this window. For general enquiries, you may contact us at info@karl.finance